Investor Advisory Panel Agenda — August 19, 2025
| Meeting Date | Tuesday August 19, 2025 |
|---|---|
| Meeting Time | 1:00PM to 4:00PM EST |
| Location | Videoconference |
| Members | Dorothy Sanford (Chair) Heidi Conrad (Vice Chair) Kerry Baisley James Emmerton Andrew Nicholson Enoch Omololu Paul Archer Hélène Belleau |
| Invitees | CIRO Staff: Alexandra Williams – SVP, Strategy, Innovation and Stakeholder Protection Matthew Brady – VP, Office of the Investor Sarah Asals- Manager, Office of the Investor Charles Corlett, VP, Enforcement Charles Toth, VP, Complaint Intake & Operations Phil Devault, VP, Member Regulation Policy Catherine Drennan, Director, Financial & Operations Policy, Member Regulation Policy Sheila Judd, VP, Strategy & Business Enablement |
| TIME (EST) | AGENDA ITEMS | PRESENTERS |
|---|---|---|
| 1:00 - 1:45PM | 1. Annual Enforcement Report | Charles Corlett Charles Toth |
| 1:45 - 2:15PM | 2. Member Regulation Policy update:
| Phil Devault Catherine Drennan |
| 2:15 - 2:30PM | BREAK | |
| 2:30 - 3:00PM | 3. CIRO’s Disclosure Modernization Project | Sheila Judd |
| 3:00 - 3:30PM | 4. CSA’s Consultation on a Framework for OBSI Binding Authority | Matthew Brady Charles Toth |
| 3:30 - 3:45PM | 5. Update on IAP Research: Survey on Women and Investing | Hélène Belleau Matthew Brady |
| 3:45 - 4:00PM | 6. General Administrative Matters | Dorothy Sanford |
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