Retail Securities Exam

In support of our new Proficiency model, CIRO is pleased to publish the Retail Securities Exam syllabus, practice exam and guide for study. This is one of nine Proficiency exams. These materials are meant as tools for education providers of all kinds who wish to offer preparatory courses for the exam and for those who wish to pursue self-directed study.

For information on who will be required to complete the Retail Securities Exam, please refer to the Bulletin.

Below are materials intended to help candidates, course providers, and firms in preparation for the exam’s implementation.